National market system plan

Results: 233



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31Investment / United States Securities and Exchange Commission / United States securities law / Self-regulatory organizations / Stock market / Regulation NMS / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / National market system plan / Financial economics / Financial markets / Financial system

  SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 242 [Release No[removed]; File No. S7[removed]RIN 3235-AK51

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Source URL: www.sec.gov

Language: English - Date: 2012-08-03 16:40:30
32Investment / Self-regulatory organizations / Computer networking / Consolidated Tape Association / Direct Edge / National market system plan / NASDAQ / NYSE Arca / New York Stock Exchange / Financial markets / Financial economics / Economy of the United States

U.S. CONSOLIDATED TAPE DATA The statistics below represent Population, Quote and Trade metrics as provided by the Securities Information Processors (SIPs) and the SIP Administrators responsible for disseminating Level 1

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Source URL: www.utpplan.com

Language: English - Date: 2011-01-19 12:02:17
33Investment / Self-regulatory organizations / Computer networking / Consolidated Tape Association / Direct Edge / NYSE Arca / NASDAQ / National market system plan / New York Stock Exchange / Financial markets / Financial economics / Economy of the United States

U.S. CONSOLIDATED TAPE DATA The statistics below represent Population, Quote and Trade metrics as provided by the Securities Information Processors (SIPs) and the SIP Administrators responsible for disseminating Level 1

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Source URL: www.utpplan.com

Language: English - Date: 2014-08-06 10:35:45
34Investment / Self-regulatory organizations / Computer networking / Consolidated Tape Association / Direct Edge / NASDAQ / NYSE Arca / National market system plan / New York Stock Exchange / Financial markets / Financial economics / Economy of the United States

Q12-0696 US Consolidated Tape Data - April.indd

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Source URL: www.utpplan.com

Language: English - Date: 2012-04-24 10:02:22
35Financial economics / Economy of the United States / Investment / Consolidated Tape Association / Securities Exchange Act / Financial Industry Regulatory Authority / National market system plan / NASDAQ / U.S. Securities and Exchange Commission / Self-regulatory organizations / Financial markets / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA[removed]December 31, 2014 Consolidated Tape Association; Notice of Filing of the Nineteenth Substantive Amendment to the Second Restatement of th

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Source URL: www.sec.gov

Language: English - Date: 2014-12-31 13:43:27
36Self-regulatory organizations / Investment / United States Securities and Exchange Commission / United States securities law / Regulation NMS / Chicago Stock Exchange / Securities Exchange Act / Order / National market system plan / Financial economics / Financial markets / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]January 21, 2015 Joint Industry Plan; Notice of Filing of the Eighth Amendment to the National Market System Plan to Address Extraordinary Market

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Source URL: www.sec.gov

Language: English - Date: 2015-01-22 09:29:33
37Financial markets / Late-2000s financial crisis / Systemic risk / KeyBank / Balance sheet / Dodd–Frank Wall Street Reform and Consumer Protection Act / Liquidity risk / Federal Reserve System / Market liquidity / Finance / Financial economics / Business

KeyCorp / KeyBank 2014 Resolution Plan - Public Section Resolution Plan KeyCorp KeyBank National Association December[removed]Public Section

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Source URL: www.federalreserve.gov

Language: English - Date: 2015-01-15 09:57:49
38Financial system / National market system plan / National best bid and offer / Chicago Stock Exchange / New York Stock Exchange / U.S. Securities and Exchange Commission / Market data / Regulation NMS / Consolidated Tape Association / Financial markets / Financial economics / Investment

August 22, 2014    Ms. Elizabeth M. Murphy  Secretary  Securities and Exchange Commission  100 F Street, N.E. 

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Source URL: www.sec.gov

Language: English - Date: 2014-08-22 16:59:09
39Financial economics / Economy of the United States / Financial system / National market system plan / 73rd United States Congress / United States Securities and Exchange Commission / Consolidated Tape Association / Fourteenth Amendment to the United States Constitution / Securities Exchange Act / Self-regulatory organizations / Financial markets / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA/CQ[removed]October 29, 2014 Consolidated Tape Association; Order Approving the Twentieth Substantive Amendment to the Second Restatement of the C

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Source URL: www.sec.gov

Language: English - Date: 2014-10-30 09:34:42
40Financial system / National market system plan / Options Price Reporting Authority / Securities Exchange Act / Consolidated Tape Association / NASDAQ / U.S. Securities and Exchange Commission / Securities regulation in the United States / International Securities Exchange / Financial markets / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OPRA[removed]December 1, 2014 Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last

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Source URL: www.sec.gov

Language: English - Date: 2014-12-02 11:25:55
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